We are seeking an experienced Senior Compliance Analyst to join our team and ensure our operations align with all regulatory requirements. This role is vital to maintaining compliance in a highly regulated industry, specifically within life insurance. You will be responsible for managing compliance programs, regulatory documentation, and reporting, while also offering training and support to internal teams.
Key Responsibilities:
- Maintain and review regulatory compliance documentation and processes.
- Analyze and summarize regulatory requirements (e.G., NAIC, state laws) and propose necessary changes.
- Manage compliance reporting and respond to state and federal regulatory agency inquiries.
- Oversee agent licensing, including onboarding, renewals, and affiliations.
- Provide training, support, and guidance to promote a culture of compliance.
- Conduct regular audits to ensure adherence to regulations.
- Assist in addressing complaints and grievances.
- Support product development by reviewing marketing materials and filing forms to ensure compliance.
Requirements:
- 7+ years of compliance experience within the insurance industry.
- Strong knowledge of insurance laws and regulations.
- Excellent analytical and problem-solving skills.
- Effective communication and interpersonal skills.
- Ability to work both independently and within a team.
- Detail-oriented with strong organizational abilities.
- Legal background is highly desirable.
- Bachelor’s degree in Business, Law, Finance, or a related field preferred.
Why Join Us?
You will play an essential role in safeguarding our organization’s integrity while helping us streamline operations and build trust with clients and stakeholders. Your contributions will foster accountability and transparency in our fast-paced, start-up-like environment.